30 anos de investigação sobre externalidades do IDE para as empresas nacionais: que conclusões?

Autores

  • Nuno Crespo ISCTE Autor
  • Maria Paula Fontoura Universidade Técnica de Lisboa; ISEG Autor

DOI:

https://doi.org/10.1590/S0101-41612007000400006

Palavras-chave:

externalidades intra-setoriais, externalidades inter-setoriais, evidência empírica, empresas nacionais, produtividade

Resumo

Durante as últimas três décadas, surgiu uma vasta literatura sobre a existência potencial de externalidades do IDE para as empresas nacionais, traduzidas em ganhos de produtividade. Esta ocorrência relaciona-se com o fato de as empresas multinacionais possuírem ativos intangíveis que podem ser transmitidos às empresas nacionais. A análise empírica não dá, contudo, indicações claras sobre o fenômeno. Nesta análise, abordamos o mais vasto conjunto de estudos sobre este tema até hoje reunido, levando em consideração a ocorrência de externalidades intra e inter-setoriais. Destacamos a diversidade de canais e respectivos efeitos através dos quais as externalidades para as empresas nacionais se podem materializar. Delineamos ainda rumos para um melhor esclarecimento dos fatores condicionantes da ocorrência do fenômeno, considerando que diversos estudos empíricos têm mostrado que este existirá, provavelmente, apenas para um subgrupo de empresas nacionais e/ou quando estiverem reunidas determinadas condições.

Downloads

Os dados de download ainda não estão disponíveis.

Referências

Aitken, B.; G. Hanson, G.; Harrison, A. Spillovers, foreign investment and export

behaviour. Journal of International Economics, v. 43, p. 103-132, 1997.

Aitken, B.; G. Hanson, G.; Harrison, A. Do domestic firms benefit from direct foreign investment? Evidence from Venezuela. American Economic Review, v. 89, n.3, p. 605-618,

Araújo, R. Esforços tecnológicos das empresas transnacionais e domésticas. In: J.

De Negri, J.; Salerno, M. (eds.), Inovações, padrões tecnológicos e desempenho das

firmas industriais brasileiras. Brasília: IPEA, 2005.

Banga, R. Do productivity spillovers from japanese and U.S. FDI differ?.Delhi School of

Economics, 2003. Mimeografado.

Barrios, S.; Dimelis, S.; Louri, H.; Strobl, E. Efficiency spillovers from foreign direct

investment in the EU periphery: a comparative study of Greece, Ireland and

Spain. FEDEA Working Paper 2002-02, 2002.

Barrios, S.; Dimelis, S.; Louri, H.; Strobl, E. Foreign direct investment and productivity spillovers: evidence from the spanish experience. Weltwirtschaftliches Archiv, v.138, n.3, p.459- 481, 2002.

Bernard, A.; Jensen, J. Exceptional exporters’ performance: cause, effect or both. Journal of International Economics, 47, p. 1-25, 1999.

Blalock, G. Technology from foreign direct investment: strategic transfer through

supply chains. Artigo apresentado na Conferência Empirical Investigations in International Trade Conference, Purdue University, nov. 2001.

Blomström, M. Foreign investment and productive efficiency: the case of Mexico.

Journal of Industrial Economics, v.35, n.1, p. 97-110, 1986.

Blomström, M.; Kokko, A. Human capital and inward FDI. European Institute of Japanese

Studies. Working Paper n. 167, 2003

Blomström, M.; Kokko, A; Globerman, S.; Kokko, A. The determinants of host country spillovers from foreign direct investment. CEPR Discussion Paper 2350, 2000.

Blomström, M.; Kokko, A; Kokko, A. Multinational corporations and spillovers. Journal of Economic Surveys, v.12, n.3, p. 247-277, 1998.

Blomström, M.; Kokko, A; Persson, H. Foreign investment and spillover efficiency in an underdeveloped economy: evidence from the mexican manufacturing industry. World

Development, v.11, n.6, p. 493-501, 1983.

Blomström, M.; Kokko, A; Sjöholm, F. Technology Transfer and Spillovers: Does Local Participation With Multinationals Matter? European Economic Review, 43, p. 915-923,

Blomström, M.; Kokko, A; Wolff, E. Multinationals corporations and productive convergence in

Mexico. In: Baumol, W.; Nelson, R.; Wolff, E. (eds.), Convergence of productivity:

cross national studies and historical evidence. Oxford: Oxford University Press, p.263 -283, 1994.

Braconier, H.; Ekholm, K.; Midelfart-Knarvik, K. In search of FDI – transmitted R&D spillovers: a study based on swedish data. Weltwirtschaftliches Archiv, v.137, n. 4, p. 644-665, 2001.

Castellani, D.; Zanfei, A. Productivity gaps, inward investments and productivity of

european firms. University of Urbino, 2001. Mimeografado.

Castellani, D.; Zanfei, A. Multinationals companies and productivity spillovers: is there a

specification error?. University of Urbino, 2002. Mimeografado.

Caves, R. Multinational firms, competition and productivity in host-country markets.

Economica, 41, p. 176-193, 1974.

Caves, R. Multinational enterprise and economic analysis. New York: Cambridge University Press, 1996.

Chuang, Y.; Lin, C. Foreign direct investment, R&D and spillover efficiency: evidence

from Taiwan’s manufacturing firms. Journal of Development Studies, v.35, n.4, p. 117- 137, 1999.

Crespo, N.; Fontoura, M. Determinant Factors of FDI Spillovers – What Do We Really Know? World Development, v. 35, n.3, p.410-425, 2007.

Damijan, J.; Knell, M.; Majcen, B.; Rojec. M. The role of FDI, R&D accumulation and trade in transferring technology to transition countries: evidence from firm level panel data for eight transition countries. Economic Systems, 27, p. 189-204, 2003a.

Damijan, J.; Knell, M.; Majcen, B.; Rojec. M. Technology transfer through FDI in

top-10 transition countries: how important are direct effects, horizontal and vertical

spillovers? 2003b. (William Davidson Working Paper 549).

Das, S. Externalities and technology transfer through multinationals corporations – a

theoretical analysis. Journal of International Economics, 22, p. 171-182, 1987.

Est. econ., São Paulo, 37(4): 849-874, out-dez 2007

30 Anos de Investigação sobre Externalidades do IDE para as Empresas Nacionais

Dimelis, S.; Louri, H. Foreign direct investment and efficiency benefits: do size and

ownership matter? Artigo apresentado na Conferência Business & Economics

Society International Conference. Paris, jul. 2001.

Dimelis, S.; Louri, H. Foreign ownership and production efficiency: a quantile regression

analysis. Oxford Economic Papers, 54, p. 449 – 469, 2002.

Djankov, S.; Hoekman, B. Foreign investment and productivity growth in czech

enterprises”. The World Bank Economic Review, 14(1), p. 49-64, 2000.

Driffield, N. The impact on domestic productivity of inward investment in the UK.

The Manchester School, 69 (1), p. 103 -119, 2001.

Driffield, N.; Love, J. Does the motivation for foreign direct investment affect

productivity spillovers to the domestic sector?.University of Birmingham, 2002.

Mimeografado.

Farinha, L.; Mata, J. The impact of foreign direct investment in the portuguese

economy. Banco de Portugal Working Paper nº 16/96, 1996.

Flôres, R.; Fontoura, M.; Santos, R. Foreign direct investment and spillovers: additional

lessons from a country study. The European Journal of Development Research,

v. 19, n. 3, p. 372-390, 2007.

Fosfuri, A.; Motta, M. Multinationals without advantages. Scandinavian Journal of

Economics, 101(4), p. 617-630, 1999.

Fosfuri, A.; Motta, M; Ronde; T. Foreign direct investment and spillovers through

workers’ mobility. Journal of International Economics, 53, p. 205-222, 2001.

Gershenberg, I. The training and spread of managerial know-how – a comparative

analysis of multinationals and other firms in Kenya. World Development, 15 (7), p. 931-939, 1987.

Girma, S. Absorptive capacity and productivity spillovers from FDI: a threshold

regression analysis. European Economy Group, 2003 (Working Paper No.25/2003).

Girma, S; Wakelin, K. Are there regional spillovers from FDI in the UK?. Artigo

apresentado na International Economics Association Conference. Nottingham,

julho de 2000.

Glass, A.; Saggi, K. Multinational firms and technology transfer. Scandinavian Journal of Economics, 104 (4), p. 495- 513, 2002.

Globerman, S. Foreign direct investment and spillover efficiency benefits in canadian

manufacturing industries. Canadian Journal of Economics, 12(1), p. 42-56, 1979.

Gonçalves, J. Empresas estrangeiras e transbordamentos de produtividade na indústria

brasileira: 1997 – 2000. Rio de Janeiro: BNDES, 2005.

Gonçalves, R. Technological spillovers and manpower training: a comparative analysis

of multinational and national enterprises in brazilian manufacturing. Journal of

Development Economics, 11, p. 119-132, 1986.

Görg, H.; Greenaway, D. Much ado about nothing? do domestic firms really benefit

from foreign direct investment?. World Bank Research Observer, 19 (2), p. 171-

, 2004.

Görg, H.; Greenaway, D; Strobl, E. Multinational companies and productivity spillovers: a metaanalysis. Economic Journal, 111, p. 723-739, 2001.

Görg, H.; Greenaway, D; Strobl, E; Spillovers from foreign firms through worker mobility: an empirical investigation. University of Nottingham, 2002. Mimeografado.

Greenaway, D.; Sousa, N.; Wakelin, K. Do domestic firms learn to export from multinationals?

European Journal of Political Economy, 20, p. 1027-1043, 2004.

Grether, J. Determinants of technological diffusion in mexican manufacturing: a

plant-level analysis. World Development, 27(7), p. 1287 – 1298, 1999.

Haddad, M.; Harrison, A. Are there positive spillovers from direct foreign investment?

Evidence from panel data for Morocco. Journal of Development Economics,

, p. 51-74, 1993.

Hanson, G. Should countries promote foreign direct investment? Nações Unidas, 2001.

(G-24 Discussion Paper No. 9)

Harris, R.; Robinson, C. Spillovers from foreign ownership in the United Kingdom

– estimates for UK manufacturing using the ARD. Artigo apresentado na RES 2002 Conference, 2002.

Harrison, A. Productivity, imperfect competition and trade reform. Journal of International

Economics, 36, p. 53-73, 1994.

Haskel, J.; Pereira, S.; Slaughter, M. Does inward foreign direct investment boost the

productivity of domestic firms? Department of Economics, Queen Mary, University

of London, 2002. (Working Paper No. 452).

Imbriani, C.; Reganati, F. Productivity spillovers and regional differences: some evidence

on the italian manufacturing sector. Centro di Economia del Lavoro e di Politica

Economica, Università degli Studi di Salerno, 1999 (Discussion Paper 48)

Javorcik, B. Does foreign direct investment increase the productivity of domestic

firms? In search of spillovers through backward linkages. American Economic

Review, 94(3), p. 605-627, 2004.

Kanturia, V. Technology transfer and spillovers for indian manufacturing firms Development

Policy Review, 16(1), p. 73-91, 1998.

Kanturia, V. Productivity spillovers from technology transfer to indian manufacturing

firms. Journal of International Development, 12, p. 343-369, 2000.

Kanturia, V. Foreign firms, technology transfer and knowledge spillovers to indian manufacturing firms: a stochastic frontier analysis. Applied Economics, 33, p.625-642, 2001.

Kanturia, V. Liberalisation, FDI, and productivity spillovers – an analysis of indian

manufacturing firms. Oxford Economic Papers, 54, p. 688-718, 2002.

Karpaty, P.; Lundberg, L. Foreign direct investment and productivity spillovers in

swedish manufacturing. FIEF Working Paper Series, No. 194, 2004.

Kearns, A. Essays on the consequences of research and development for manufacturing firms

in Ireland. 2000. Tese (Doutoramento), Department of Economics, University of Dublin, Trinity College.

Keller, W.; Yeaple, S. Multinational enterprises, international trade, and productivity

growth: firm-level evidence from the United States. NBER Working Paper No.9504, 2003.

Khawar, M. Productivity and foreign direct investment – evidence from Mexico.

Journal of Economic Studies, 30(1), p. 66-76, 2003.

Kinoshita, Y. R&D and technology spillovers through FDI: innovation and absorptive

capacity. CEPR Discussion Paper No. 2775, 2001.

Kokko, A. Technology, market characteristics, and spillovers. Journal of Development

Economics, 43, p. 279-293, 1994.

Kokko, A. Productivity spillovers from competition between local firms and foreign

affiliates. Journal of International Development, 8(4) , p. 517-530, 1996.

Kokko, A; Blomström, M. Policies to encourage inflows of technology through foreign

multinationals. World Development, 23(3), p. 459-468, 1995.

Kokko, A; Tansini, R.; Zejan, M. Local technological capability and productivity

spillovers from FDI in the uruguayan manufacturing sector. Journal of Development

Studies, 32(4) , p. 602 – 611, 1996.

Kokko, A; Tansini, R.; Zejan, M. Trade regimes and spillover effects of FDI: evidence from Uruguay. Weltwirtschaftliches Archiv, 137(1), p. 124-149, 2001.

Konings, J. The effects of foreign direct investment on domestic firms: evidence from

firm-level panel data in emerging economies. Economics of Transition, 9(3), p.619- 633, 2001.

Kugler, M. The diffusion of externalities from foreign direct investment: theory ahead of

measurement. University of Southampton, 2001. Mimeografado.

Lall, S. Vertical interfirm linkages in LDCs: an empirical study. Oxford Bulletin of

Economics and Statistics, 42 (3), p. 203-226, 1980.

Li, X.; Liu, X.; Parker, D. Foreign direct investment and productivity spillovers in the

chinese manufacturing sector. Economic Systems, 25, p. 305-321, 2001.

Lin, P.; Saggi, K. Multinational firms and backward linkages: a survey and a simple

model. Lingnan University and Southern Methodist University, 2004. Mimeografado.

Lipsey, R. Home and host country effects of FDI. NBER Working Paper 9293, 2002.

Liu, X.; Parker, D.; Vaidya, K.; Wei, Y. The impact of foreign direct investment on

labour productivity in the chinese electronics industry. International Business

Review, 10, p. 421- 439, 2001.

Liu, X.; Parker, D.; Vaidya, K.; Wei, Y; Wang, C. Does foreign direct investment facilitate technological progress? Evidence from chinese industries. Research Policy, 32, p. 945-953, 2003.

Liu, Z. Foreign direct investment and technology spillover: evidence from China.

Journal of Comparative Economics, 30(3), p. 579-602, 2002.

Markusen, J.; Venables, A. Foreign direct investment as a catalyst for industrial development.

European Economic Review, 43, p. 335-356, 1999.

Narula, R.; Marin, A. FDI spillovers, absorptive capacities and human capital development:

evidence from Argentina. MERIT Research Memorandum 2003 – 016, 2003.

Pack, H. The role of exports in asian development. In: Birdsall, N.; Jaspersen, F.

(eds.), Pathways to growth: comparing East Asia and Latin America. Washington DC: Inter-American Development Bank, 1997.

Ponomareva, N. Are there positive or negative spillovers from foreign-owned to domestic firms? Moscovo: New Economic School, 2000. (Working Paper BSP/00/042).

Proença, I.; Fontoura, M.; Crespo, N. Productivity spillovers from multinational corporations

in the portuguese case: evidence from a short time period panel data.. Departamento

de Economia, CEDIN, CEMAPRE, ISEG/UTL, Universidade Técnica de Lisboa, 2002. (Working Paper 06/2002)

Proença, I.; Fontoura, M.; Crespo, N. Productivity spillovers from multinational corporations:

vulnerability to deficient estimation. Applied Econometrics and International Development,

(1), p. 87-98, 2006.

Reis, C. Investimento directo estrangeiro e spillovers sobre a produtividade – um estudo

aplicado à indústria transformadora portuguesa. 2001. Dissertação (Mestrado

em Economia), Faculdade de Economia, Universidade de Coimbra.

Rhee, Y. The catalyst model of development: lessons from Bangladesh’s success with

garment exports. World Development, 18(2), p. 333-346, 1990.

Rodríguez-Clare, A. Multinationals, linkages, and economic development. American Economic Review, 86 (4), p. 852-873, 1996.

Ruane, F.; Ugur, A. Foreign direct investment and productivity spillovers in the irish manufacturing industry: evidence from firm level panel data. Trinity College Dublin, 2002. (Trinity Economic Papers 02/06).

Saggi, K. Trade, foreign direct investment, and international technology transfer: a survey. The World Bank Research Observer, 17(2), p. 191-235, 2002.

Santos, V. Investimento directo estrangeiro e a eficiência da indústria portuguesa.

Estudos de Economia, 11 (2), p. 181-201, 1991.

Schoors, K.; van der Tol, B. Foreign direct investment spillovers within and between sectors:

evidence from hungarian data. University of Gent, 2002. (Working Paper 2002/157)

Sgard, J. Direct foreign investments and productivity growth in hungarian firms, 1992-1999. William Davidson Institute Working Paper No. 425, 2001.

Sinani, E.; Meyer, K. Spillovers of technology transfer from FDI: the case of Estonia.

Journal of Comparative Economics, 32, p. 445-466, 2004.

Sjöholm, F. Technology gap, competition and spillovers from direct foreign investment:

evidence from establishment data. Journal of Development Studies, 36(1), p.53-73, 1999a.

Sjöholm, F; Productivity growth in Indonesia: the role of regional characteristics and

direct foreign investment. Economic Development and Cultural Change, 47(3), p. 559-584, 1999b.

Teece, D. Technology transfer by multinational firms: the resource cost of transferring

technological know-how. Economic Journal, 87, p. 242-261, 1977.

Torlak, E. Foreign direct investment, technology transfer, and productivity growth

in transition countries – empirical evidence from panel data. Cege Discussion Paper No. 26, 2004.

Wang, J.; Blomström, M. Foreign investment and technology transfer: a simple model. European Economic Review, 36, p. 137 – 155, 1992.

Yudaeva, K.; Kozlov, K.; Malentieva, N.; Ponomareva, N. Does foreign ownership matter? the russian experience. Economics of Transition, 11(3), p. 383-409, 2003.

Downloads

Publicado

01-12-2007

Edição

Seção

Não definida

Como Citar

Crespo, N., & Fontoura, M. P. (2007). 30 anos de investigação sobre externalidades do IDE para as empresas nacionais: que conclusões? . Estudos Econômicos (São Paulo), 37(4), 849-874. https://doi.org/10.1590/S0101-41612007000400006